Estimation of Gross Primary Productivity Using Performance-Optimized Machine Learning Methods for the Forest Ecosystems in China
Qin Na, Quan Lai, Gang Bao, Jingyuan Xue, Xinyi Liu, Rihe Gao
Abstract
Gross primary productivity (GPP) quantifies the rate at which plants convert atmospheric carbon dioxide into organic matter through photosynthesis, playing a vital role in the terrestrial carbon cycle. Machine learning (ML) techniques excel in handling spatiotemporally complex data, facilitating accurate spatial-scale inversion of forest GPP by integrating limited ground flux measurements with Remote Sensing (RS) observations. Enhancing ML algorithm performance for precise GPP estimation is a key research focus. This study introduces the Random Grid Search Algorithm (RGSA) for hyperparameters tuning to improve Random Forest (RF) and eXtreme Gradient Boosting (XGB) models across four major forest regions in China. Model optimization progressed through three stages: the Unoptimized (UO) XGB model achieved R2 = 0.77 and RMSE = 1.42 g Cm−2 d−1; the Hyperparameter Optimized (HO) XGB model using RGSA improved performance by 5.19% in R2 (0.81) and reduced RMSE by 9.15% (1.29 g Cm−2 d−1); the Hyperparameter and Variable Combination Optimized (HVCO) XGB model with selected variables (LAI, Temp, NR, VPD, and NDVI) further enhanced R2 to 0.83 and decreased RMSE to 1.23 g Cm−2 d−1. The optimized GPP estimates exhibited high spatial consistency with existing high-quality products like GOSIF GPP, GLASS GPP, and FLUXCOM GPP, validating the model’s reliability and effectiveness. This research provides crucial insights for improving GPP estimation accuracy and optimizing ML methodologies for forest ecosystems in China.