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Conditional Generators for Limit Order Book Environments: Explainability, Challenges, and Robustness

Andrea Coletta, Joseph W. Jerome, Rahul Savani, Svitlana Vyetrenko

202310 citationsDOIOpen Access PDF

Abstract

Limit order books are a fundamental and widespread market mechanism. This paper investigates the use of conditional generative models for order book simulation. For developing a trading agent, this approach has drawn recent attention as an alternative to traditional backtesting, due to its ability to react to the presence of the trading agent. We explore the dependence of a state-of-the-art conditional generative adversarial network (CGAN) upon its input features, highlighting both strengths and weaknesses. To do this, we use “adversarial attacks” on the model’s features and its mechanism. We then show how these insights can be used to improve the CGAN, both in terms of its realism and robustness. We finish by laying out a roadmap for future work.

Topics & Concepts

Robustness (evolution)Generative grammarAdversarial systemComputer scienceImplementationStrengths and weaknessesGenerative adversarial networkArtificial intelligenceLimit (mathematics)Machine learningDeep learningEpistemologySoftware engineeringMathematicsMathematical analysisChemistryPhilosophyBiochemistryGeneExplainable Artificial Intelligence (XAI)Artificial Intelligence in GamesGenerative Adversarial Networks and Image Synthesis
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