A SOH Estimation Method for Lithium-Ion Batteries Based on CPA and CNN-KAN
Kaixin Cheng, Chaolong Zhang, Kun Shao, Tong Jin, Anxiang Wang, Yujie Zhou, Zhao Zhang, Yan Zhang
Abstract
Lithium-ion batteries are the primary power source for new energy vehicles, making accurate estimation of their state of health (SOH) essential for ensuring the safe operation of battery systems. This paper proposes a Capacity–Power Analysis (CPA) method that incorporates temperature features to enhance feature extraction across a broader range. Additionally, we introduce an SOH estimation method for lithium batteries based on a Convolutional Neural Network (CNN) and a Kolmogorov–Arnold Network (KAN). By extracting the capacity–power curve and average temperature features during constant-current and constant-voltage charging, the CNN-KAN model establishes a nonlinear mapping relationship between the extracted features and SOH, enabling high-precision SOH estimation for lithium-ion batteries. Four 18650 batteries were tested under various charging and discharging conditions in a laboratory setting. The coefficient of determination (R2) exceeded 96.4%, the root mean square error (RMSE) was below 0.86%, and the mean absolute error (MAE) was under 0.7%, confirming that the proposed method demonstrates excellent estimation performance.