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Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification

Quan Ouyang, Rui Ma, Zhaoxiang Wu, Guotuan Xu, Zhisheng Wang

2020Energies41 citationsDOIOpen Access PDF

Abstract

The state-of-charge (SOC) is a fundamental indicator representing the remaining capacity of lithium-ion batteries, which plays an important role in the battery’s optimized operation. In this paper, the model-based SOC estimation strategy is studied for batteries. However, the battery’s model parameters need to be extracted through cumbersome prior experiments. To remedy such deficiency, a recursive least squares (RLS) algorithm is utilized for model parameter online identification, and an adaptive square-root unscented Kalman filter (SRUKF) is designed to estimate the battery’s SOC. As demonstrated in extensive experimental results, the designed adaptive SRUKF combined with RLS-based model identification is a promising SOC estimation approach. Compared with other commonly used Kalman filter-based methods, the proposed algorithm has higher precision in the SOC estimation.

Topics & Concepts

Kalman filterState of chargeRecursive least squares filterBattery (electricity)Control theory (sociology)Extended Kalman filterIdentification (biology)Square rootEstimation theorySystem identificationComputer scienceLithium-ion batteryEngineeringAlgorithmAdaptive filterMathematicsData modelingArtificial intelligencePower (physics)BiologyBotanyDatabaseQuantum mechanicsPhysicsControl (management)GeometryAdvanced Battery Technologies ResearchFault Detection and Control SystemsIoT-based Smart Home Systems