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Optimality of spectral clustering in the Gaussian mixture model

Matthias Löffler, Anderson Y. Zhang, Harrison H. Zhou

2021The Annals of Statistics26 citationsDOIOpen Access PDF

Abstract

Spectral clustering is one of the most popular algorithms to group high- dimensional data. It is easy to implement and computationally efficient. Despite its popularity and successful applications, its theoretical properties have not been fully understood. In this paper, we show that spectral clustering is minimax optimal in the Gaussian mixture model with isotropic covariance matrix, when the number of clusters is fixed and the signal-to-noise ratio is large enough. Spectral gap conditions are widely assumed in the literature to analyze spectral clustering. On the contrary, these conditions are not needed to establish optimality of spectral clustering in this paper.

Topics & Concepts

Cluster analysisSpectral clusteringMinimaxGaussianCovariance matrixCovarianceComputer scienceMixture modelMathematicsMatrix (chemical analysis)Determining the number of clusters in a data setAlgorithmCorrelation clusteringCURE data clustering algorithmPattern recognition (psychology)Mathematical optimizationArtificial intelligencePhysicsStatisticsComposite materialMaterials scienceQuantum mechanicsBayesian Methods and Mixture ModelsFace and Expression RecognitionRemote-Sensing Image Classification
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