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Toward theoretical understandings of robust Markov decision processes: Sample complexity and asymptotics

Wenhao Yang, Liangyu Zhang, Zhihua Zhang

2022The Annals of Statistics18 citationsDOI

Abstract

In this paper, we study the nonasymptotic and asymptotic performances of the optimal robust policy and value function of robust Markov Decision Processes (MDPs), where the optimal robust policy and value function are estimated from a generative model. While prior work focusing on nonasymptotic performances of robust MDPs is restricted in the setting of the KL uncertainty set and (s,a)-rectangular assumption, we improve their results and also consider other uncertainty sets, including the L1 and χ2 balls. Our results show that when we assume (s,a)-rectangular on uncertainty sets, the sample complexity is about O˜(|S|2|A| ε2ρ2(1−γ)4). In addition, we extend our results from the (s,a)-rectangular assumption to the s-rectangular assumption. In this scenario, the sample complexity varies with the choice of uncertainty sets and is generally larger than the case under the (s,a)-rectangular assumption. Moreover, we also show that the optimal robust value function is asymptotically normal with a typical rate n under the (s,a) and s-rectangular assumptions from both theoretical and empirical perspectives.

Topics & Concepts

MathematicsFunction (biology)Markov decision processBellman equationMathematical optimizationSample (material)Applied mathematicsMarkov chainAsymptotically optimal algorithmSet (abstract data type)Value (mathematics)Markov processStatisticsComputer scienceEvolutionary biologyBiologyChemistryProgramming languageChromatographyStatistical Methods and InferenceRisk and Portfolio OptimizationMarkov Chains and Monte Carlo Methods
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